Manager - Compliance & Audit - CAD - Developer Finance - Credit - Mumbai - Lodha (I-Think Techno Campus) - JM

Job Purpose

• Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Core Responsibilities:

Compliance Management

• Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.

• Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.

• Review developer finance transactions, disbursements, and documentation for compliance completeness.

• Identify compliance gaps and drive corrective and preventive actions.

• Maintain compliance trackers, audit observations, and closure reports.

Audit & Control Assurance

• Plan and execute periodic audits of developer finance processes and controls.

• Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams.

• Conduct risk-based reviews and process audits to identify control weaknesses.

• Track audit findings and ensure timely implementation of remediation plans.

• Prepare audit reports and present findings to management.

Risk Management