Associate - II, Leverage Finance - Nuveen Global Investment Operations
Nuveen
The successful candidate will be an experienced, energetic, and contributing member of a highly driven group of professionals focused on settlements, Loan and CLO Operations. This person will work as a part of a dynamic team in a rapidly growing Leveraged Loan and CLO trading environment. The individual is expected to possess strong problem solving and analytical skills, as well as a thorough understanding of leveraged loan and CLO operations
Key Responsibilities and Duties
- Complete various loan administration tasks, including trade processing, loan reconciliations, and trade settlement.
- Assist Trustees, Loan Administrators, Legal, Tax, and Compliance with regards to trade confirmations, allocations, KYC documentation, settlements, metrics, and industry initiatives.
- Communicate effectively with traders/business partners at all levels and build strong working relationships
- Support the settlement process of loan syndications, secondary loan trades, CLO’s, and restructures, including funding and documentation matters.
- Research and respond to ad-hoc inquiries on discrepancies – position breaks, price
- Ensure adherence to compliance and regulatory requirements
- Reconciliation in BBG Aim for Bank loans & Leverage Loans.
- Work directly with IT or vendors to resolve any technical issues
- Ensure all process and audit trail documentation is up-to-date at all times
- Perform yearly SOP review and process documents.
- Conduct process enhancement forums within team.
- Actively provide input to and implement process improvements
- Identify, escalate, and thereby proactively manage delivery risks
- Maintain and provide timely and accurate MI of process performance and risk
Educational Requirements
- University (Degree) Preferred
Work Experience
- 3+ Years Required; 5+ Years Preferred
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