Manager-Compliance
American Express
The role provides independent second-line Compliance oversight and credible challenge to support American Express Banking Corp. (AEBC) in meeting its regulatory obligations while enabling business objectives to be achieved within established risk appetite.
The position is responsible for overseeing compliance risks, assessing control effectiveness, reviewing issues and remediation activities, and providing regulatory guidance to business partners. It supports the development and execution of the market Compliance program, ensuring alignment with applicable laws, regulations, internal policies, and enterprise standards.
The role partners with stakeholders across the organization to embed compliance requirements into business processes, products, and strategic initiatives. It also monitors regulatory developments, evaluates their impact, and promotes a strong culture of compliance through training, awareness, and ongoing engagement.
Where applicable, the role provides oversight of Compliance and AML activities, supports effective risk management and governance, and helps ensure timely identification, escalation, and resolution of compliance-related risks and issues.
- Providing 2nd line credible challenge to protect American Express Banking Corp. (AEBC) while overseeing business colleagues as they work toward their objectives.
- Reviewing and providing effective challenge of Compliance Issues, Risk Events, and customer remediation for timely closure of gaps where required.
- If applicable, managing and supervising a team of AML specialists and overseeing the adjudication of AML alerts
- If applicable, providing regular coaching and feedback to the team members
- Developing and maintaining an effective Compliance program to ensure a best in class Compliance culture within AEBC.
- Providing guidance to business units on regulatory matters and interpretation of guidelines issued by various regulators.
- Providing guidance and support to the lines of businesses through participation in new product/service projects
- Providing direction and assist business partners regarding Compliance activities, laws and regulations.
- Ensure that business activities are aligned to American Express Company compliance program and local regulations in local market
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